Starting your investment journey with Neutral is a collaborative experience with our Capital Markets Team. In your initial meeting, the team will discuss the projects we are currently working on, along with detailed information on Neutral’s track record, expertise, and relationships with key partners in the development process. On a project-by-project basis, we will provide insights into how we build partnerships, explore investment horizons, analyze market dynamics, and project anticipated returns.

This initial interaction is designed to foster in-depth dialogue, where your questions play a crucial role in shaping the discussion. The conversation remains open and flexible, ensuring you have all the information you need to make a confident investment decision. 

Conversations continue to answer client questions. The Capital Markets Team is open to fielding all questions, comments, and concerns from investors. The team will meet with investors over virtual calls, coffees, lunches, golf, or whatever else fits in the investor’s schedule. We invite investors to events to initiate or further the learning process.

When you're ready to proceed, you'll have the opportunity to choose how you want to invest—whether through equity investments or debt positions. Our Capital Markets team is here to accommodate your preferences and guide you through the investment process, offering flexible options through various entities.

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Documentation Process

For investors considering investing with Neutral, the process is as follows:

Step 1: Initial Documentation

• Investors receive the Compiled Project Private Placement Memorandum (PPM).

Step 2: Investment Commitment

• After deciding to invest, we will confirm whether the investment will be in:
  1. A Units / C Units (Equity Investment), or
  2. Debt.

Step 3: Equity Investment Process (A Units / C Units)

• If the investor opts for equity (A Units / C Units), they will receive the Project – Equity Investor Subscription Agreement and Suitability Questionnaire.some text
  1. Subscription Agreement: The investor needs to sign the subscription agreement. The subscription agreement is legally binding, unless we don’t hit the requirements specified by the Private Placement Memorandum, in which the investor’s funds would be returned. 
  2. Suitability Questionnaire: The investor must complete and sign this document. This document is under their own self direction saying they’re accredited, and by what method they meet the accreditation qualifications..  
  3. Accredited Investor Verification: The investor needs to complete and sign/have signed the Accredited Investor Verification Form. Someone can sign off for them (CPA, attorney, or wealth advisor) or they can provide proof of income or net worth through various documents like: W-2, Schedule K-1, 1099, or brokerage statements..
  4. Deposit: A $1,000 deposit is required.
  5. Acceptance of Subscription (Equity Investor): Once all documents are received and verified, we complete the acceptance of the subscription, indicating whether that subscription is accepted. A signed copy is sent to the investor for their records.
  6. Funding: The investor will not fund the subscription amount until it is called at closing.

Step 3: Issuance of Promissory Note (For Debt Investors)

Steps 1-6 as listed above, followed by:

• We issue the form of Investor Promissory Note for the date of issuance after the funds are received.
• The investor will receive the promissory note, executed by Neutral.
• After receiving the executed note, the investor countersigns and returns a scanned copy of the countersigned page to us for completion of the process.

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